Dawn Baillie IACCP®
President
Dawn joined the firm in 2018, bringing with her more than 35 years of experience in asset management and the securities industry. Prior to her current role, she served as Chief Compliance Officer at Wellesley, and before that, held the same position at Wellesley Investment Partners.
Earlier in her career, Dawn spent 17 years at John Hancock Asset Management, now Manulife Asset Management where she held portfolio management and trading roles across mortgages, treasuries, and investment-grade credit sectors.
She holds both undergraduate and master’s degrees in finance from Northeastern University and is a designated Investment Adviser Certified Compliance Professional (IACCP).
